Liability for prosecution

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Full Text of the Document

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....istration from the Board as a stock broker 2[****]. (ii) Dealing in securities or providing trading floor or assisting in trading outside the recognized stock exchange in violation of provisions of the Securities Contracts (Regulation) Act, 1956 or rules made or notifications issued thereunder. (iii) Market manipulation of securities or index. (iv) Indulging in insider trading in violation o....