https://www.taxtmi.com/acts?id=35622 Liability for prosecution attaches to a stock broker for specified offences, including dealing without Board registration; dealing or facilitating trading outside recognized exchanges in breach of the securities contract regime; market manipulation; insider trading; fraudulent or unfair trade practices; and failure without reasonable cause to produce documents, appear or cooperate with investigation, or to comply with adjudicating officer penalties or directions. en-us Fri, 25 Jan 2019 11:08:04 +0530 Mon, 16 Sep 2024 18:28:24 +0530 TaxTMI RSS Generator https://www.taxtmi.com/acts?id=35622 Liability for prosecution attaches to a stock broker for specified offences, including dealing without Board registration; dealing or facilitating trading outside recognized exchanges in breach of the securities contract regime; market manipulation; insider trading; fraudulent or unfair trade practices; and failure without reasonable cause to produce documents, appear or cooperate with investigation, or to comply with adjudicating officer penalties or directions. Act-Rules SEBI Fri, 25 Jan 2019 11:08:04 +0530 https://www.taxtmi.com/acts?id=35622