Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.

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....RD OF INDIA NOTIFICATION Mumbai, the 19th June, 2013 Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007. No.LAD-NRO/GN/2013-14/13/6109.-In terms of sub-regulation (1) of regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securi....

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....n has obtained certification by passing NISM Certified Personal Financial Advisor (CPFA) Examination as on the date of this notification, he shall not be required to obtain certification by passing IACE-1, till the validity of the said certification. 3. Further, such associated persons who pass the IACE-1 or CPFA shall also obtain certification for the purpose of sub-regulation (2) of regulatio....