<?xml version="1.0" encoding="UTF-8"?>
<?xml-stylesheet type="text/xsl" href="https://www.taxtmi.com/rss_sitemap/rss_feed_blog.xsl?v=1750492856"?>
<rss version="2.0" xmlns:atom="http://www.w3.org/2005/Atom">
  <channel>
    <title>Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.</title>
    <link>https://www.taxtmi.com/notifications?id=127816</link>
    <description>Investment Advisers and their associated persons offering investment advice must obtain NISM certification by passing the NISM-Series-X-A Investment Adviser (Level 1) examination; holders of the NISM Certified Personal Financial Advisor certification are exempt from Level One for the validity period of that certification. Those who pass Level One or hold CPFA must also obtain Level Two Investment Adviser certification from NISM for compliance with the Investment Advisers Regulations, with accredited organizations approved by NISM permitted as an alternative.</description>
    <language>en-us</language>
    <pubDate>Wed, 19 Jun 2013 00:00:00 +0530</pubDate>
    <lastBuildDate>Mon, 06 Jan 2025 12:23:00 +0530</lastBuildDate>
    <generator>TaxTMI RSS Generator</generator>
    <atom:link href="https://www.taxtmi.com/rss_feed_blog?id=552729" rel="self" type="application/rss+xml"/>
    <item>
      <title>Notification under regulation 3 of the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007.</title>
      <link>https://www.taxtmi.com/notifications?id=127816</link>
      <description>Investment Advisers and their associated persons offering investment advice must obtain NISM certification by passing the NISM-Series-X-A Investment Adviser (Level 1) examination; holders of the NISM Certified Personal Financial Advisor certification are exempt from Level One for the validity period of that certification. Those who pass Level One or hold CPFA must also obtain Level Two Investment Adviser certification from NISM for compliance with the Investment Advisers Regulations, with accredited organizations approved by NISM permitted as an alternative.</description>
      <category>Notifications</category>
      <law>SEBI</law>
      <pubDate>Wed, 19 Jun 2013 00:00:00 +0530</pubDate>
      <guid isPermaLink="true">https://www.taxtmi.com/notifications?id=127816</guid>
    </item>
  </channel>
</rss>