TaxTMI Login
Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
of 
of 
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
of of 
All Notifications
of of All Notifications
Note
Bookmark
Share
Don't have an account? Register Here
of <h1>SEBI Mandates Investment Advisers to Obtain NISM Certification Under Regulation 3; Level 1 and 2 Exams Required.</h1> The Securities and Exchange Board of India (SEBI) issued a notification on June 19, 2013, under regulation 3 of the Certification of Associated Persons in the Securities Markets Regulations, 2007. It mandates that Investment Advisers and their associated persons, including representatives and partners, must obtain certification from the National Institute of Securities Markets (NISM) by passing the NISM-Series-X-A: Investment Adviser (Level 1) Certification Examination. Those already certified as NISM Certified Personal Financial Advisors are exempt until their certification expires. Additionally, they must pass the NISM-Series-X-B: Investment Adviser (Level 2) Certification Examination or an equivalent accredited certification when notified by the Board.
TaxTMI 