Infrastructure facilities and submission of periodic reports

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....tions and other guidelines, circulars, issued thereunder. 2. In order to ensure proper functioning of the FPI regime, it is imperative that DDPs should have adequate infrastructure facilities and appropriate systems and controls in place.  Accordingly, it has been decided as follows: 2.1. Segregation of activities: Every DDP shall maintain arms length distance from other businesses carried out by it such that: a) the activities relating to its business as DDP is segregated from all other activities and is not influenced by its other activities; b) its officers and employees engaged in carrying out functions of DDPs shall not be engaged in any other activity carried on by it and shall directly report to its chief....

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....Madhusudhanan Deputy General Manager Tel No.: 022-26449614 Email: [email protected]   Annexure A 1. Monthly Report: The report pertaining to a month may be submitted by DDPs to SEBI by 10th of the following month in the format prescribed under: A. Summary of the applications received and disposed during the month Name of the DDP Application type * Opening balance  Received during the month Disposed  during the month Pending as on last day of month                         * Indicate application type as....

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.... of receipt of complete / last set of information / documents Status (open, closed, in process, rejected)  Date of disposal Comments, if any                                               A.3. Detailed report on application for conversion to FPIs Sr. No. Name of the  DDP Name       of the Applicant Indicate whether FII/ SA/ QFI Regis -tration number as FII/SA Regis -tration validity date Applic -ation date ....