Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014

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....stitutional Investors (FIIs) through their designated Custodians of Securities; All Designated Depository Participants (DDPs) through Depositories Dear Sir / Madam, Sub: Risk management framework for Foreign Portfolio Investors (FPI) under the SEBI (Foreign Portfolio Investors) Regulations, 2014 1. The SEBI (Foreign Portfolio Investors) Regulations, 2014 were notified on January 07, 20....

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....II FPIs shall have position limits as presently available to FIIs. Category III FPIs shall have position limits as applicable to the clients. 2.3. Facility for allocation of trades: In modification to the SEBI circular MRD/DoP/SE/Cir-35/2004 dated October 26, 2004, the following framework shall be implemented to facilitate allocation of trades of a FPI to other FPIs: (i) Entities who t....

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....o: a) take necessary steps to put in place systems for implementation of the circular, including necessary amendments to the relevant bye-laws, rules and regulations. b) bring the provisions of this circular to the notice of the stock brokers / clearing members and also disseminate the same on its website; c) communicate to SEBI the status of implementation of the provis....