https://www.taxtmi.com/circulars?id=58170 The circular requires DDPs under the Foreign Portfolio Investor regime to segregate DDP functions from other businesses, maintain dedicated staff reporting to the chief compliance officer, and provide necessary infrastructure, manuals and monitoring mechanisms. DDPs must submit monthly reports in prescribed detailed formats on applications (fresh registration, continuance, conversion, miscellaneous) and an annual expert audit report on internal controls within three months of the next year, together with quarterly Action Taken Reports addressing audit findings. en-us Mon, 28 Apr 2014 00:00:00 +0530 Tue, 11 Dec 2018 12:07:00 +0530 TaxTMI RSS Generator https://www.taxtmi.com/circulars?id=58170 The circular requires DDPs under the Foreign Portfolio Investor regime to segregate DDP functions from other businesses, maintain dedicated staff reporting to the chief compliance officer, and provide necessary infrastructure, manuals and monitoring mechanisms. DDPs must submit monthly reports in prescribed detailed formats on applications (fresh registration, continuance, conversion, miscellaneous) and an annual expert audit report on internal controls within three months of the next year, together with quarterly Action Taken Reports addressing audit findings. Circulars SEBI Mon, 28 Apr 2014 00:00:00 +0530 https://www.taxtmi.com/circulars?id=58170