Alternative investment fund regulation establishes registration, governance, disclosure and compliance framework under securities law for fund managers. Regulation establishes a statutory framework for alternative investment funds, empowering the securities regulator to require registration and authorization, set eligibility and fit and proper criteria for fund managers, and impose governance, disclosure, reporting and compliance obligations to bring such funds within the regulator's supervisory perimeter.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Alternative investment fund regulation establishes registration, governance, disclosure and compliance framework under securities law for fund managers.
Regulation establishes a statutory framework for alternative investment funds, empowering the securities regulator to require registration and authorization, set eligibility and fit and proper criteria for fund managers, and impose governance, disclosure, reporting and compliance obligations to bring such funds within the regulator's supervisory perimeter.
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