Insider trading prohibition framework established to strengthen controls, define offences, and require compliance and internal safeguards. The Regulations establish a regulatory framework to prohibit insider trading in securities and strengthen the legal architecture for preventing and addressing insider dealing by creating enforceable obligations, defining the regulatory scope for market participants, and underpinning measures for prevention and control of misuse of unpublished price-sensitive information.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Insider trading prohibition framework established to strengthen controls, define offences, and require compliance and internal safeguards.
The Regulations establish a regulatory framework to prohibit insider trading in securities and strengthen the legal architecture for preventing and addressing insider dealing by creating enforceable obligations, defining the regulatory scope for market participants, and underpinning measures for prevention and control of misuse of unpublished price-sensitive information.
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