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of <h1>AIF managers' compliance officer certification requirement: NISM Series III-C exam mandatory from Jan 1, 2027 for appointments</h1> Compliance officers of managers of AIFs are prescribed an eligibility condition to obtain NISM Series-III-C: Securities Intermediaries Compliance (Fund) Certification by passing the specified examination; this makes such certification a mandatory qualification for the role. With effect from January 1, 2027, AIF managers must ensure that only certified persons are appointed as, or continue to act as, compliance officer, failing which the person cannot hold or continue in that position. The trustee/sponsor/manager, as applicable, must ensure that the Compliance Test Report prepared under the SEBI Master Circular dated May 7, 2024 includes confirmation of compliance with this requirement, enabling ongoing reporting of adherence to the certification mandate.
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