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        SEBI

        Certification requirement for Compliance Officers of Managers of AIFs

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        Compliance Officers of Managers of AIFs must obtain NISM Series III C certification; only certified persons allowed from Jan 1, 2027. Compliance Officers of managers of Alternative Investment Funds must obtain the NISM Series III C: Securities Intermediaries Compliance (Fund) Certification Examination and, from January 01, 2027, only certified persons may be appointed or continue as Compliance Officer; managers must record this compliance in the manager's 'Compliance Test Report'.
                    Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                      Provisions expressly mentioned in the judgment/order text.

                          Compliance Officers of Managers of AIFs must obtain NISM Series III C certification; only certified persons allowed from Jan 1, 2027.

                          Compliance Officers of managers of Alternative Investment Funds must obtain the NISM Series III C: Securities Intermediaries Compliance (Fund) Certification Examination and, from January 01, 2027, only certified persons may be appointed or continue as Compliance Officer; managers must record this compliance in the manager's 'Compliance Test Report'.


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