Portfolio managers must submit quarterly offsite inspection data within 15 days, including day-wise client AUM and holdings. Clauses 5.4.3 and 5.4.4 are modified: portfolio managers must submit quarterly data in specified formats within 15 calendar days from quarter end, with day-wise data for 'Client Folio AUM' and 'Client Holding Master.' The submission requirement is declared applicable from an earlier specified date and the circular is effective immediately.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Portfolio managers must submit quarterly offsite inspection data within 15 days, including day-wise client AUM and holdings.
Clauses 5.4.3 and 5.4.4 are modified: portfolio managers must submit quarterly data in specified formats within 15 calendar days from quarter end, with day-wise data for "Client Folio AUM" and "Client Holding Master." The submission requirement is declared applicable from an earlier specified date and the circular is effective immediately.
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