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of <h1>SEBI introduces new framework for tech-based audits of stock brokers, mandates web portals and standardized reports by 2025-26.</h1> The Securities and Exchange Board of India (SEBI) has issued a circular outlining a new framework for monitoring and supervising the system audits of stock brokers using technology-based measures. This framework mandates stock exchanges to develop web portals for overseeing the audit process, ensuring auditors physically visit broker premises, and standardizing audit reports. The circular also details the criteria for auditor empanelment, including qualifications and conflict of interest policies, and emphasizes enhanced auditor obligations to address technology risks. Stock exchanges are required to submit audit summaries to SEBI biannually, with the framework effective for the fiscal year 2025-26.
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