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of <h1>SEBI Bans Associations with Unregistered Advisors and Unauthorized Securities Claims, Effective August 29, 2024</h1> The Securities and Exchange Board of India (SEBI) issued a circular on January 29, 2025, detailing provisions regarding associations between regulated entities and those engaged in prohibited activities. The regulations, effective from August 29, 2024, prohibit entities regulated by SEBI, including stock exchanges, clearing corporations, and depositories, from associating with individuals or entities offering unregistered advice or making unauthorized claims about securities. The circular clarifies that associations involving financial transactions or client referrals with such individuals are prohibited. It also provides guidance through FAQs for compliance, emphasizing the responsibility of regulated entities to ensure their agents do not engage in these prohibited activities.
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