Master Circular consolidates SEBI rules for stock brokers, updating registration, supervision, client protections and tech compliance. SEBI's Master Circular consolidates and updates all applicable circulars for stock brokers up to March 31, 2024, superseding the May 17, 2023 Master Circular, rescinding specified prior circulars as they relate to brokers while preserving prior actions, applications and liabilities, and sets out comprehensive, domain wise operative requirements on registration, supervision, client dealings, technology, QSB designation and enhanced compliance, issued under Section 11(1) of the SEBI Act.
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Master Circular consolidates SEBI rules for stock brokers, updating registration, supervision, client protections and tech compliance.
SEBI's Master Circular consolidates and updates all applicable circulars for stock brokers up to March 31, 2024, superseding the May 17, 2023 Master Circular, rescinding specified prior circulars as they relate to brokers while preserving prior actions, applications and liabilities, and sets out comprehensive, domain wise operative requirements on registration, supervision, client dealings, technology, QSB designation and enhanced compliance, issued under Section 11(1) of the SEBI Act.
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