Relaxation of compliance timelines extends deadlines for client call recordings and KYC uploads, allowing a backlog clearance window. Relaxation of timelines extends the deadline for maintaining client call recordings and provides an exclusion period with a defined backlog-clearance window for uploading client KYC application forms and supporting documents to KRA systems. Stock exchanges and clearing corporations must notify and require members to clear any backlog within the prescribed windows; the measures are issued under statutory regulatory powers to protect investor interests and regulate securities markets.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Relaxation of compliance timelines extends deadlines for client call recordings and KYC uploads, allowing a backlog clearance window.
Relaxation of timelines extends the deadline for maintaining client call recordings and provides an exclusion period with a defined backlog-clearance window for uploading client KYC application forms and supporting documents to KRA systems. Stock exchanges and clearing corporations must notify and require members to clear any backlog within the prescribed windows; the measures are issued under statutory regulatory powers to protect investor interests and regulate securities markets.
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