Deadline extension for client securities handling guidelines extends compliance timeline; exchanges and depositories must notify members. Extension of the compliance timeline for handling of clients' securities by trading and clearing members: specified implementation dates in an earlier circular are amended to later dates, and stock exchanges, clearing corporations and depositories must notify and disseminate the revised deadlines to their members and publish the circular on their websites under the regulator's statutory regulatory powers to protect investor interests and regulate the securities market.
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Provisions expressly mentioned in the judgment/order text.
Deadline extension for client securities handling guidelines extends compliance timeline; exchanges and depositories must notify members.
Extension of the compliance timeline for handling of clients' securities by trading and clearing members: specified implementation dates in an earlier circular are amended to later dates, and stock exchanges, clearing corporations and depositories must notify and disseminate the revised deadlines to their members and publish the circular on their websites under the regulator's statutory regulatory powers to protect investor interests and regulate the securities market.
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