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of <h1>SEBI Directs Semi-Annual Internal Audits for Brokers by Chartered Accountants to Enhance Compliance and Security Measures.</h1> The circular mandates stock exchanges to instruct their stock brokers and clearing members to conduct a comprehensive internal audit every six months, performed by independent qualified Chartered Accountants. The audit should assess the internal control systems, compliance with relevant SEBI regulations, KYC requirements, data security, and insurance. The initial audit period is set from October 1, 2008, to March 31, 2009. Stock exchanges must amend their bylaws and rules to implement these requirements, inform their members, and report the implementation status to SEBI in their Monthly Development Report. This directive is issued under SEBI's authority to protect investors and regulate the securities market.
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