Internal Audit for stock brokers/clearing members

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Full Text of the Document

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....e Managing Director / Executive Director of all Stock Exchanges Dear Sir, Sub: Internal Audit for stock brokers/clearing members In continuation with the Circular No.F.1/5/SE/83 dated May 31, 1984 of Government of India, Ministry of Finance, Department of Economics Affairs, Stock Exchange Division, you are advised to direct your stock brokers/clearing members to carry out complete interna....