Registration suspension or cancellation may follow market-abuse contraventions, subject to written reasons and investor and market interests. The Authority may act against a person it regulates for contravening market-abuse requirements. Without limiting action available under the Act or other ... Summary
Registration suspension or cancellation may follow market-abuse contraventions, subject to written reasons and investor and market interests.
The Authority may act against a person it regulates for contravening market-abuse requirements. Without limiting action available under the Act or other regulations, it may issue a warning or censure, or suspend or cancel registration. Such action requires a reasoned written order and must be taken in the interests of investors and the securities market.
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