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          Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.

          Provisions expressly mentioned in the judgment/order text.

          <h1>Restriction on dealing with unregulated entities permits the board to impose disciplinary measures for breaches under the regulatory framework.</h1> Where market participants breach the prohibition on dealing with unregulated entities, the Board is empowered to initiate disciplinary or corrective measures, including the enforcement actions available under the applicable regulatory enforcement provision, thereby linking the substantive restriction on dealings to the Board's remedial powers to enforce compliance and market integrity.

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