Just a moment...
Press 'Enter' to add multiple search terms. Rules for Better Search
No Folders have been created
Are you sure you want to delete "My most important" ?
NOTE:
Don't have an account? Register Here
<h1>Stock Exchanges and Clearing Corporations Must Appoint Compliance Officers to Report Non-Compliance Under New Amendment</h1> Every recognized stock exchange and clearing corporation must appoint a compliance officer responsible for ensuring adherence to relevant acts, rules, regulations, and directions, as well as addressing investor grievances. The compliance officer is required to report any non-compliance immediately and independently to the Board. Additionally, a quarterly report of any non-compliance must be submitted to the Board in a specified manner. This requirement was amended by a notification effective 180 days after its publication in the Official Gazette.