Disclosure requirements for merchant bankers mandate comprehensive half yearly reporting of registration, governance, issue management, underwriting and investor grievance details. Prescribes disclosure requirements for merchant bankers to submit a half yearly SEBI report listing registration and compliance officer details, changes ... Summary
Disclosure requirements for merchant bankers mandate comprehensive half yearly reporting of registration, governance, issue management, underwriting and investor grievance details.
Prescribes disclosure requirements for merchant bankers to submit a half yearly SEBI report listing registration and compliance officer details, changes in branches, constitution, directors and key management, associates and activities; full issue management disclosures (issuer, issue type, instrument, amounts, dates, subscriptions, listing and trading details), underwriting commitments and devolvements, pending litigations and regulatory penalties; investor grievance redressal system with grievance counts and status; detailed financial and capital structure figures; major shareholding changes; capital issue disclosure; and any economic offence involvement, ending with authorised signatory.
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