Disclosure requirements for merchant bankers mandate comprehensive half yearly reporting of registration, governance, issue management, underwriting and investor grievance details. Prescribes disclosure requirements for merchant bankers to submit a half yearly SEBI report listing registration and compliance officer details, changes in branches, constitution, directors and key management, associates and activities; full issue management disclosures (issuer, issue type, instrument, amounts, dates, subscriptions, listing and trading details), underwriting commitments and devolvements, pending litigations and regulatory penalties; investor grievance redressal system with grievance counts and status; detailed financial and capital structure figures; major shareholding changes; capital issue disclosure; and any economic offence involvement, ending with authorised signatory.
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Disclosure requirements for merchant bankers mandate comprehensive half yearly reporting of registration, governance, issue management, underwriting and investor grievance details.
Prescribes disclosure requirements for merchant bankers to submit a half yearly SEBI report listing registration and compliance officer details, changes in branches, constitution, directors and key management, associates and activities; full issue management disclosures (issuer, issue type, instrument, amounts, dates, subscriptions, listing and trading details), underwriting commitments and devolvements, pending litigations and regulatory penalties; investor grievance redressal system with grievance counts and status; detailed financial and capital structure figures; major shareholding changes; capital issue disclosure; and any economic offence involvement, ending with authorised signatory.
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