Merchant banker inspection duties require timely record production, premises access, cooperation, and personnel statements during regulatory examination.

Merchant bankers and their directors, partners, officers and employees must produce relevant books, accounts, documents, statements and information during inspection within the required time. Merchant bankers must allow reasonable access to premises, records and computer data, facilitate examination, and provide relevant copies. The inspecting authority may examine or record statements of principal officers, directors, partners and employees, who must provide all reasonably expected assistance in connection with the inspection.

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