Regulation 9 - Continuing Professional Education requirements for associated persons
Securities and Exchange Board of India (Certification of Specified Persons in the Securities Markets) Regulations, 2007 Chapter IV CONTINUING PROFESSIONAL EDUCATION REQUIREMENTS
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Continuing professional education compliance governs continued specified-person duties following certification or certificate revalidation within prescribed time limits. Specified persons holding certificates must comply with prescribed continuing professional education requirements to continue performing specified-person ... Summary
Continuing professional education compliance governs continued specified-person duties following certification or certificate revalidation within prescribed time limits.
Specified persons holding certificates must comply with prescribed continuing professional education requirements to continue performing specified-person duties. NISM may prescribe CPE requirements and approve programmes conducted by accredited entities. Intermediaries must not allow continued performance of such duties unless CPE compliance occurs within three years of obtaining or revalidating the certificate. The requirements apply to specified persons undertaking the designated activities.
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