Regulation 6 - Specified person not to undertake certain activities without a valid certificate
Securities and Exchange Board of India (Certification of Specified Persons in the Securities Markets) Regulations, 2007 Chapter II CERTIFICATION OF SPECIFIED PERSONS
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Valid certification for specified persons is mandatory to continue designated securities-market activities under the prescribed certification framework. Mandatory certification governs continued engagement by specified persons in securities-market activities listed under regulation 3(4). A person may ... Summary
Valid certification for specified persons is mandatory to continue designated securities-market activities under the prescribed certification framework.
Mandatory certification governs continued engagement by specified persons in securities-market activities listed under regulation 3(4). A person may continue undertaking those activities only while holding the valid certificate specified under regulation 3(1). The terminology has changed from "associated person" to "specified person", and the current formulation directly links continued engagement to possession of that valid certificate.
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