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        SEBI

        Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) (Amendment) Regulations, 2025 - SEBI/LAD-NRO/GN/2025/251 - SEBI

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        Certification requirement for associated persons now mandated by Board specifications for specified activities, prior notifications remain effective until rescinded. The amendment empowers the Board to designate categories of associated persons required to hold Board-prescribed certificates for engagement with specified intermediaries, and provides that prior notifications remain effective until rescinded. Regulation 4's wording is updated to reflect Board specification, and regulation 6 is replaced to mandate that any associated person engaged in activities listed in clauses (a)-(f) of regulation 3(4) must hold a valid certificate as specified by the Board under regulation 3(1). The regulations take effect on publication in the Official Gazette.
                      Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                        Provisions expressly mentioned in the judgment/order text.

                            Certification requirement for associated persons now mandated by Board specifications for specified activities, prior notifications remain effective until rescinded.

                            The amendment empowers the Board to designate categories of associated persons required to hold Board-prescribed certificates for engagement with specified intermediaries, and provides that prior notifications remain effective until rescinded. Regulation 4's wording is updated to reflect Board specification, and regulation 6 is replaced to mandate that any associated person engaged in activities listed in clauses (a)-(f) of regulation 3(4) must hold a valid certificate as specified by the Board under regulation 3(1). The regulations take effect on publication in the Official Gazette.


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