Regulation 6 - Specified person not to undertake certain activities without a valid certificate
Securities and Exchange Board of India (Certification of Specified Persons in the Securities Markets) Regulations, 2007 Chapter II CERTIFICATION OF SPECIFIED PERSONS
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Valid certification requirement bars specified persons from continuing listed securities-market activities without a Board-specified certificate. Regulation 6 requires every specified person engaged in covered securities-market activities to hold a valid certificate specified by the Board under ... Summary
Valid certification requirement bars specified persons from continuing listed securities-market activities without a Board-specified certificate.
Regulation 6 requires every specified person engaged in covered securities-market activities to hold a valid certificate specified by the Board under regulation 3(1). A person cannot continue undertaking any activity listed in clauses (a) to (f) of regulation 3(4) without that certificate. The requirement operates throughout the person's engagement in the covered activity.
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