Regulation 33 - Maintenance of proper books of accounts, records and documents
Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 Chapter VI GENERAL OBLIGATIONS AND RESPONSIBILITIES OF DESIGNATED DEPOSITORY PARTICIPANTS
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Recordkeeping obligations require designated depository participants to maintain true records, notify the regulator, and preserve documents. Designated depository participants must maintain relevant true and fair records, books of accounts and documents, including registration records of foreign portfolio investors; notify the regulator in writing of the location where such records will be kept; and, subject to other laws, preserve those books, records and documents at all times.
Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
Provisions expressly mentioned in the judgment/order text.
Recordkeeping obligations require designated depository participants to maintain true records, notify the regulator, and preserve documents.
Designated depository participants must maintain relevant true and fair records, books of accounts and documents, including registration records of foreign portfolio investors; notify the regulator in writing of the location where such records will be kept; and, subject to other laws, preserve those books, records and documents at all times.
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