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        SEBI

        Regulation 41 - Action on inspection report

        Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014
        Chapter VII
        INSPECTION

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        Inspection report powers: Board may take enforcement measures including action under intermediaries' Chapter V provisions. Action on inspection reports under the foreign portfolio investor regulatory framework empowers the Board to determine and implement appropriate responses after considering an inspection report, including proceeding by invoking action under Chapter V of the Intermediaries Regulations.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Inspection report powers: Board may take enforcement measures including action under intermediaries' Chapter V provisions.

                              Action on inspection reports under the foreign portfolio investor regulatory framework empowers the Board to determine and implement appropriate responses after considering an inspection report, including proceeding by invoking action under Chapter V of the Intermediaries Regulations.


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