Foreign Portfolio Investor registration requires prescribed disclosures, investor categorisation and undertakings to comply with SEBI and RBI directives. Form A prescribes required applicant identification, investor categorisation, regulatory and disciplinary disclosures, details of designated depository participant, custodian and bank, prior Indian market association and compliance officer particulars; it requires declarations on authority to invest, legitimate source of funds, absence of disqualifying orders, prompt notification of changes and an undertaking to abide by SEBI, RBI or other directives. Form B is the certificate template recording the FPI category, registration number and that the certificate remains valid until suspended, cancelled or surrendered under the regulations.
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Provisions expressly mentioned in the judgment/order text.
Foreign Portfolio Investor registration requires prescribed disclosures, investor categorisation and undertakings to comply with SEBI and RBI directives.
Form A prescribes required applicant identification, investor categorisation, regulatory and disciplinary disclosures, details of designated depository participant, custodian and bank, prior Indian market association and compliance officer particulars; it requires declarations on authority to invest, legitimate source of funds, absence of disqualifying orders, prompt notification of changes and an undertaking to abide by SEBI, RBI or other directives. Form B is the certificate template recording the FPI category, registration number and that the certificate remains valid until suspended, cancelled or surrendered under the regulations.
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