Remedial and regulatory terms are determined by conduct, harm, market impact, compliance measures, deterrence, and investor claims.

Remedial and Regulatory Terms may be determined by considering the applicant's conduct, role in group defaults, gravity and market impact, investor harm or gains, prior proceedings, corrective measures, compliance schedule, economic benefit, deterrence, and satisfaction of investor claims. Settlement may be considered where market-wide impact, market integrity concerns, or investor harm can be adequately remedied through monetary measures and such terms. Allegations may be modified if the facts disclose a different default, and alleged defaults may be categorised according to the facts and circumstances.

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