Factors to be considered to arrive at Remedial and Regulatory Term

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....ion 17, factors enumerated herein but not limited thereto, may be considered, namely :- (a) conduct of the applicant during the specified proceeding, examination, investigation, inspection, or audit; (b) the role played by the applicant in case the alleged default is committed by a group of persons; (c) nature, gravity and impact of alleged defaults; (d) market ....

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....ivery of securities to them; (m) any other factor which is deemed fit in the facts and circumstances of the case. (2) If factors listed at sub-regulations (1)(d), (1)(e) and (1)(f) could be adequately remedied by imposing monetary and Remedial and Regulatory Term including imposition of higher settlement amount on the applicant, the settlement of such defaults may be considered. (3)....