NETWORTH AND DEPOSIT REQUIREMENTS FOR STOCK BROKERS/ CLEARING MEMBERS/ SELF- CLEARING MEMBERS - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
NETWORTH AND DEPOSIT REQUIREMENTS FOR STOCK BROKERS/ CLEARING MEMBERS/ SELF- CLEARING MEMBERS - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
Securities and Exchange Board of India (Stock Brokers) Regulations, 2026 Chapter IX PAYMENT OF FEES BY STOCK BROKERS/CLEARING MEMBERS/SELF- CLEARING MEMBERS
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Stock broker and clearing member fees must be collected by exchanges and remitted monthly to the regulator with required reporting. Regulation 42 requires recognised stock and commodity derivatives exchanges to collect fees under regulation 41 from brokers, clearing members and self ... Summary
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Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
Stock broker and clearing member fees must be collected by exchanges and remitted monthly to the regulator with required reporting.
Regulation 42 requires recognised stock and commodity derivatives exchanges to collect fees under regulation 41 from brokers, clearing members and self clearing members per their bye laws for cash, non cash and off market transactions; collected fees for a calendar month must be remitted to the Board by the fifth working day of the following month, and exchanges must maintain registers and furnish specified returns and any additional information or explanations the Board may require.
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