NETWORTH AND DEPOSIT REQUIREMENTS FOR STOCK BROKERS/ CLEARING MEMBERS/ SELF- CLEARING MEMBERS - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
NETWORTH AND DEPOSIT REQUIREMENTS FOR STOCK BROKERS/ CLEARING MEMBERS/ SELF- CLEARING MEMBERS - Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
Stock broker inspections: Board must give reasonable notice but may waive notice for investor or public interest reasons. Regulation 28 requires the Board to give a reasonable notice to the stock broker before undertaking any inspection; however, the Board may dispense with ... Summary
Securities and Exchange Board of India (Stock Brokers) Regulations, 2026
Stock broker inspections: Board must give reasonable notice but may waive notice for investor or public interest reasons.
Regulation 28 requires the Board to give a reasonable notice to the stock broker before undertaking any inspection; however, the Board may dispense with such notice for reasons recorded in writing if doing so is in the interest of the investors or in the public interest.
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