Chapter VIIRIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION (From Regulation 40 to Regulation 82AA )
Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018 Chapter VII RIGHTS AND OBLIGATIONS OF DEPOSITORIES, PARTICIPANTS, ISSUERS, MANNER OF SURRENDER OF CERTIFICATE OF SECURITY AND CREATION OF PLEDGE OR HYPOTHECATION
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Investor Charter compliance required: depository participants must ensure adherence to board-specified charter obligations across operations. Regulation 40A requires the depository participant to ensure compliance with the Investor Charter as specified by the Board, creating a direct regulatory ... Summary
Investor Charter compliance required: depository participants must ensure adherence to board-specified charter obligations across operations.
Regulation 40A requires the depository participant to ensure compliance with the Investor Charter as specified by the Board, creating a direct regulatory obligation on participants to implement and align their processes, disclosures and service standards with the Board specified charter; the provision was inserted by amendment to the Depositories and Participants Regulations, 2018.
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