INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
INSTITUTIONAL MECHANISM FOR PREVENTION AND DETECTION OF FRAUD OR MARKET ABUSE - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992
Registration of Sub-Brokers provisions removed by SEBI amendment, changing the regulatory framework for sub-broker registration. Regulation IIIA concerning registration of sub-brokers and related Chapter IIIA/B/C provisions were omitted from the SEBI (Stock Brokers) Regulations, ... Summary
Registration of Sub-Brokers provisions removed by SEBI amendment, changing the regulatory framework for sub-broker registration.
Regulation IIIA concerning registration of sub-brokers and related Chapter IIIA/B/C provisions were omitted from the SEBI (Stock Brokers) Regulations, 1992 by the SEBI (Stock Brokers and Sub-brokers) (Second Amendment) Regulations, 2013, effective 27.9.2013, thereby removing the prior regulatory mechanism for sub-broker registration under those chapters.
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