Action on inspection reports allows the board or chairman to take regulatory enforcement measures under intermediaries rules. Action on inspection or investigation reports empowers the Board or the Chairman to consider the report and take regulatory action as deemed fit, ... Summary
Action on inspection reports allows the board or chairman to take regulatory enforcement measures under intermediaries rules.
Action on inspection or investigation reports empowers the Board or the Chairman to consider the report and take regulatory action as deemed fit, including enforcement measures under the Intermediaries Regulations, encompassing enquiry and penalty mechanisms.
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