Code of Conduct requires underwriters to maintain continuous compliance under SEBI underwriters regulations and uphold professional obligations. Regulation 13 requires every underwriter to at all times abide by the Code of Conduct specified in Schedule III of the SEBI (Underwriters) Regulations, ... Summary
Securities and Exchange Board of India (Underwriters) Regulations, 1993
Code of Conduct requires underwriters to maintain continuous compliance under SEBI underwriters regulations and uphold professional obligations.
Regulation 13 requires every underwriter to at all times abide by the Code of Conduct specified in Schedule III of the SEBI (Underwriters) Regulations, forming a continuing general obligation under Chapter III.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.