RESTRICTION ON RATING OF SECURITIES ISSUED BY PROMOTERS OR BY CERTAIN OTHER PERSONSSecurities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
RESTRICTION ON RATING OF SECURITIES ISSUED BY PROMOTERS OR BY CERTAIN OTHER PERSONSSecurities and Exchange Board of India (Credit Rating Agencies) Regulations, 1999
Record retention requirement: ESG rating providers must keep specified records and notify the regulator of their location. Every ESG rating provider must retain specified books, records and documents-including financial statements, auditors' reports, client agreements and ... Summary
Record retention requirement: ESG rating providers must keep specified records and notify the regulator of their location.
Every ESG rating provider must retain specified books, records and documents-including financial statements, auditors' reports, client agreements and information, client correspondence, ESG ratings with upgrades/downgrades, rating notes and rationale, rating communications, particulars of fees, and other Board-specified records-for a minimum of five years, and must inform the Board of the place where these records are maintained.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.