Maintenance of Books of Accounts records, etc.

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.... copy of its financial statements as on the end of each accounting period; (b) a copy of the auditor's report on its accounts for each accounting period; (c) a copy of the agreement entered into with each client, if applicable; (d) information supplied by each of the clients, if applicable; (e) correspondence with each client; (f) ESG ratings assigned to various issuers or securities inc....