CERTIFICATION OF ASSOCIATED PERSONS - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
CERTIFICATION OF ASSOCIATED PERSONS - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
Regulation 10 - Intermediary to ensure participation in continuing professional education
Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007 Chapter IV CONTINUING PROFESSIONAL EDUCATION REQUIREMENTS
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Continuing professional education requirement: intermediaries must ensure associated persons attend NISM approved programmes and take reasonable steps. Each intermediary is obliged to ensure participation by its associated persons in a programme of continuing professional education that is NISM approved, ... Summary
Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007
Continuing professional education requirement: intermediaries must ensure associated persons attend NISM approved programmes and take reasonable steps.
Each intermediary is obliged to ensure participation by its associated persons in a programme of continuing professional education that is NISM approved, and associated persons must take all appropriate and reasonable steps to participate in the approved programme as required by the intermediary.
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