ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATESecurities and Exchange Board of India (Intermediaries) Regulations, 2008
ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATESecurities and Exchange Board of India (Intermediaries) Regulations, 2008
Registration certificate: Board may grant or conditionally register applicants and permit certificate additions without refiling foundational form. The Board shall grant a registration certificate when satisfied of an applicant's eligibility and may give conditional registration if pending proceedings ... Summary
Registration certificate: Board may grant or conditionally register applicants and permit certificate additions without refiling foundational form.
The Board shall grant a registration certificate when satisfied of an applicant's eligibility and may give conditional registration if pending proceedings could lead to suspension or cancellation. An intermediary already holding a certificate and having filed Form A need not refile Form A when seeking a separate certificate for a new activity; it must provide only the additional information required under the relevant regulations.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.