ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
ACTION IN CASE OF DEFAULT AND MANNER OF SUSPENSION OR CANCELLATION OF CERTIFICATE - Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Code of conduct requires intermediaries and their personnel to continuously comply with the prescribed schedule. The duty applies to the intermediary and to its directors, officers, employees and key management personnel, imposing continuous adherence to professional ... Summary
Securities and Exchange Board of India (Intermediaries) Regulations, 2008
Code of conduct requires intermediaries and their personnel to continuously comply with the prescribed schedule.
The duty applies to the intermediary and to its directors, officers, employees and key management personnel, imposing continuous adherence to professional standards and requiring that these persons and the intermediary at all times comply with the code of conduct as specified in Schedule III of the relevant intermediary regulations.
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