Recordkeeping obligations require exchanges and clearing corporations to retain specified books and registers under prescribed retention requirements. Recognised stock exchanges and recognised clearing corporations must maintain and preserve specified books and records - including minute books, member ... Summary
Recordkeeping obligations require exchanges and clearing corporations to retain specified books and registers under prescribed retention requirements.
Recognised stock exchanges and recognised clearing corporations must maintain and preserve specified books and records - including minute books, member and clearing member registers, transaction records, ledgers, journals, cash and bank records, and records of security and margin deposits - for a minimum period of eight years, with the Board empowered to specify additional required documents; the 2023 substitution updated the stock exchange provision from a prior cross-reference to a detailed list.
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