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        SEBI

        Rule 14 - Books of account and other documents to be maintained and preserved by every recognised stock exchange

        Securities Contracts (Regulation) Rules, 1957

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        Recordkeeping obligations require stock exchanges to retain specified member, governance and financial books for a fixed preservation period. Every recognised stock exchange must maintain and preserve specified books and documents for five years, including minute books for members, governing body and committees; a register of members (showing partner details if a member is a firm); registers of authorised clerks and remisiers/authorised assistants; records of security and margin deposits; and financial records such as ledgers, journals, cash book and bank pass-book.
                        Cases where this provision is explicitly mentioned in the judgment/order text; may not be exhaustive. To view the complete list of cases mentioning this section, Click here.
                          Provisions expressly mentioned in the judgment/order text.

                              Recordkeeping obligations require stock exchanges to retain specified member, governance and financial books for a fixed preservation period.

                              Every recognised stock exchange must maintain and preserve specified books and documents for five years, including minute books for members, governing body and committees; a register of members (showing partner details if a member is a firm); registers of authorised clerks and remisiers/authorised assistants; records of security and margin deposits; and financial records such as ledgers, journals, cash book and bank pass-book.


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