Code of Conduct compliance required for registered depository participants; ongoing adherence mandated under regulatory framework. Registered depository participants must at all times abide by the Code of Conduct specified in the applicable schedule to the regulations; this creates an ... Summary
Code of Conduct compliance required for registered depository participants; ongoing adherence mandated under regulatory framework.
Registered depository participants must at all times abide by the Code of Conduct specified in the applicable schedule to the regulations; this creates an ongoing regulatory obligation tied to holding initial or permanent registration.
Full Summary is available for active users!
Note: It is a system-generated summary and is for quick reference only.