Regulatory enforcement powers: SEBI may impose disciplinary measures for breaches, including action under intermediary regulations. Regulation 82C authorises the Board to take action for violations of regulation 82B, including measures available under Chapter V of the Intermediaries ... Summary
Regulatory enforcement powers: SEBI may impose disciplinary measures for breaches, including action under intermediary regulations.
Regulation 82C authorises the Board to take action for violations of regulation 82B, including measures available under Chapter V of the Intermediaries Regulations, thereby subjecting breaches of dealing restrictions to the intermediary disciplinary framework.
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