Inspection and audit powers require bullion market entities, connected persons, management and employees to cooperate with regulatory scrutiny. Inspection, enquiry and audit powers permit the Authority to examine bullion market entities, including bullion exchanges, clearing corporations, ... Summary
Inspection and audit powers require bullion market entities, connected persons, management and employees to cooperate with regulatory scrutiny.
Inspection, enquiry and audit powers permit the Authority to examine bullion market entities, including bullion exchanges, clearing corporations, depositories, vault managers, trading members, clearing members, and specified associates, shareholders and agents. Where an inspection is undertaken, the relevant entity or connected person and its managers, key management personnel, directors, officers and employees must cooperate.
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